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ACADEMIC INFORMATION

DOCTORAL COMMITTEE

DISSERTATION AND DEFENSE

ACADEMIC INFORMATION

What is the residency requirement?
The ESD doctoral program is residential. It is based on the concept that the student in large part learns by being a member of the community of scholars and researchers. Beyond the minimum MIT requirements of 4 academic semesters, the ESD faculty expect that students will normally be at MIT during the entire doctoral program. Students seeking exceptions, for field work or other reasons, need to prepare a nonresident petition for the Education Committee Chair to review.

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What are the requirements for Doctoral Students entering Summer 2008 or later?
The new doctoral program requirements, for students entering the ESD doctoral program in Summer 2008 or later, place formalized emphasis on depth in domain / context and methodology, as well as mastery of fundamental and applied Engineering Systems concepts. Students and their committees must construct a doctoral program, using the Doctoral Program Form (and, as appropriate, Addendum) as their guide, which includes the following:

  • Fundamental Engineering Systems Thinking
    • ESD.83 the ESD Doctoral Seminar
    • ESD.86 Models, Data & Inference for Socio-Technical Systems
    • ESD.87 Social Science Concepts & Methods Subject
  • Depth in Domain / Context
    • Three advanced, doctoral-level subjects or equivalent in a domain / context
  • Depth in Methodology
    • Three advanced, doctoral-level subjects in an established methodology
  • Applied Engineering Systems Thinking
    • One or two subjects on applied ES thinking
  • Electives
    • Relevant subjects that round out a substantial program of at least 150 graduate level units
Students should review the program form with their ESD Faculty Mentor / Committee Chair prior to registering for each semester. The approved Doctoral Program Form must be submitted to ESD’s Academic Office, E40-367, a few weeks before the end of your second regular term (normally about May 10). Subsequent changes must be approved first by the student’s Committee Chair and then by the Education Committee Chair.

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What are the requirements for Doctoral Students entering between Spring 2006 and Spring 2008?
In preparation for their General Exams all entering ESD doctoral students need to:

 
Take the ESD Doctoral Seminar (ESD 83) in Fall. (Note: this subject is open only to students who have a Master’s degree or a year of graduate study at MIT. Students with only an undergraduate background should take the subject in the Fall of their second year.)
 
 
Take the ESD Quantitative Methods Subject (ESD 86: Models, Data, & Inference for Socio-Technical Systems) offered in the Spring.
 
 
Take a subject in Social Science Research Methods. Subjects that fulfill this requirement will be discussed at a mandatory introductory session during Orientation at the start of the academic year.
 
 
Take at least 1 of the specified subjects in 3 areas: “Systems Theory”, “Systems Policy”, and “Systems Evaluation” This is a distributional requirement that ensures that all ESD doctoral students have a broad understanding of the range of elements needed to design, direct and evaluate Engineering Systems. It is also a way of showing students how ESD faculty make connections between specific disciplinary knowledge and skills, and the broader context in which systems exist. To carry out the latter objective, the subjects specified to meet this requirement are all given by ESD faculty, and thus convey both substantive skills and an ESD approach. It follows that these subjects cannot be substituted by subjects taken elsewhere. In detail, the available subjects are:
    Systems Theory – to design or refine a system
   
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  Theory of Systems Architecture (ESD 340 – Weigel)
   
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  Enterprise Architecting (ESD 38 – Nightingale, Rhodes)
   
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  Advanced System Architecture (ESD 342 – Magee, Moses, Whitney
   
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  Quantitative Foundations of Engineering Systems (ESD 772 – Mitter, Shah)
   
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  System Dynamics for Business Policy (15 874 – Sterman, Repenning)
         
    Systems Policy – to influence or direct a system
   
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  Science, Technology and Public Policy (ESD 103 – Oye)
   
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  Engineering Apollo (ESD 30 – Mindell)
   
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  Integrating Information Systems (ESD 565 – Madnick)
   
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  Integrating the Lean Enterprise (ESD 61 – Nightingale)
   
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System Safety (ESD 863 – Leveson)

         
    Systems Evaluation – to evaluate / analyze / characterize a system
   
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  Engineering Systems Analysis for Design (ESD 71 – de Neufville)
   
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  Engineering Risk-Benefit Analysis (ESD 72 – Apostolakis)
   
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  Engineering Probability and Statistics (ESD 751 – Welsch, Barnett)
   
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  Multidisciplinary System Design Optimization (ESD 77 – de Weck)
         
 
Have testable competence in Basic Subjects relevant to ESD. Most students will already have these skills but, if they do not, they should acquire them:
   
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  Analytic Economics, at the level of 15 011
   
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  Optimization (LP, MIP, DP)
   
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  Computer Skills (Excel, Matlab, Simulation)
   
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  Probability and Statistics

Each student will take a program of in-depth subjects suitable to their area of research, in addition to the distributional requirements. They will arrange their program with the advice and consent of their research supervisor or mentor, as well as the approval of their committee and the Education Committee Chair. The remainder of their program, about 10 subjects, develops in-depth expertise in both a substantive area and suitable research methodology.

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How do I develop my doctoral curriculum?
Doctoral students are expected to work with their faculty mentors to develop their program of in-depth course of study, and to assemble their doctoral committee. By the end of their first year in the doctoral program, each student should have submitted a solid draft of their program as well as a list of their initial committee members. For students entering during Summer 2008 or later, this is accomplished by completing the program form. The ESD Faculty will review each student's progress and program at the end of the Fall and Spring Semesters to make sure that each student is indeed progressing satisfactorily.

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Once I have passed the Doctoral Exams, what is the next step?
The student needs to prepare and defend a doctoral research proposal to his committee, typically around 6 months after passing the Doctoral Exams. A signed copy of the research proposal should be on-file in the Academic Office, E40-367.

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How often should I meet with my committee?
At least once a semester. In practice most committees will meet more frequently at the request of either the student or any committee member.

Bear in mind that at the end of each Fall and Spring semester the ESD faculty will review each student's progress. Frequency and quality of committee meetings, as reported by the student's committee chair, often prove to be the most informative measure of student progress.

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Am I allowed to take courses outside of ESD?
Yes. ESD students may take subjects anywhere within MIT and may also cross-register, in their area of research, at Harvard University.

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DOCTORAL COMMITTEE

Who can Chair my Doctoral Committee?
The Committee Chair must be an ESD faculty member.

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Who should be on my Doctoral Committee?
Your committee should be composed of the experts who can best guide and support the original research you are undertaking. The division specifies that a minimum of 2 MIT faculty members serve on your committee, including the committee chair who must be an ESD faculty member. At least 3 of your committee members must hold research-based doctoral degrees. You may have up to 5 members depending on the academic support you need. Most committees are made up of 3 members, including the chair.

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DISSERTATION AND DEFENSE

Where do I find the Application for Advanced Degree?
To graduate you must fill out the degree application found on line at WebSIS. To avoid late fees, apply during the first week of any term in which you may graduate. Removing yourself from the degree list can happen relatively late in the term without fees. You also have the flexibility to make changes to your dissertation title, without a late fee, until about 6 weeks before the grades are due.

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When should I defend?
You will want to give yourself 2 to 4 weeks after you defend to make the recommended changes to your dissertation. With that in mind, please schedule defenses with time to spare.

Defenses should be scheduled as follows:

June graduation – April to early May
September graduation – July to early August
February graduation – early December to mid-January

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Who judges my Ph.D. dissertation defense?
You defend to the ESD Faculty. Normally about 8 to 10 faculty members attend. A defense chair will be present to act as the moderator of the defense proceedings, and as the representative of the ESD Faculty. The defense chair is a tenured ESD faculty member who is not serving on your committee and who does not have a conflict of interest. Contact the academic office to find out who will be representing ESD at your defense.

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What needs to be done to organize the defense?
Use the Doctoral Defense Worksheet to help organize your defense and graduation.

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Who else attends the defense?
The ESD Community is invited to your dissertation defense. Normally you may expect around 15 other doctoral candidates and guests will attend.

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Should anyone, other than my committee, see my dissertation in advance?
Yes. Two weeks prior to your defense post a copy of your dissertation to the ESD Faculty Wiki. Other ESD Community memembers may contact the Academic Office to request a copy of your draft for preview. Once your draft is posted, email the Academic Office to inform them and include a text-based version of your abstract. This will prompt the Academic Office to announce your defense to the ESD Community.

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Should my dissertation use a standard format?
Yes. Go to the MIT Libraries web site for information.

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Should I make extra copies of my dissertation?
Yes. Submit the following to ESD's Academic Office: two archival copies for the Institute/School libraries (plus the UMI form), one bound copy for the ESD library (ordinary paper is OK), and an electronic version for the ESD web site. If you started in TPP, please create a copy for their library as well.

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September 2009

 

Kalligeros

         
MIT SoE MIT Sloan School of Management MIT School of Science SHASS SA+P